Fia Professional Client Agreement

Posted in Uncategorized by Hemant Naidu on September 20, 2021

When developing the Regulatory Patch, we took into account 12 European legislations, mainly MiFID II and MiFIR. The precise list of laws and regulations that are covered by the Regulatory Patch or that are not covered is included in the introduction, as well as a brief note explaining how companies should use the document. This is followed by a sample letter that companies might want to use when addressing their customers and three calendars with footnotes explaining the reasons for the update. Companies are encouraged to read the introduction and adapt the patch to match their current customer compensation agreements. Following the agreement and adoption of the rules on indirect compensation, fia was invited by its clearing members to assist in the preparation of a number of contractual and extra-contractual documents in the sector in order to deny the need for each company to draw up these documents individually. . . .